LPL Financial Holdings ($LPLA) Insider Trading & Smart Money Activity

LPL Financial Holdings Inc. · Capital Markets · Latest filing Oct 9, 2026

LPL Financial Holdings Inc. ($LPLA) has 2 insider trades, 5 congress trades, 8 13F position changes and 8 analyst ratings on file. Insiders filed 2 Form 4 transactions in the last 12 months, none of them open-market purchases or sales.

Insider buyers (12 mo)
0
Insider sellers (12 mo)
0
Net insider $ (12 mo)
$0
Congress trades (12 mo)
5
13F moves on file
8
Analyst ratings on file
8

LPLA insider buying and selling by quarter

QuarterInsider buysInsider salesCongress buys / sales13F added / cut
Q1 2026 0 0 0 / 0 0 / 0
Q2 2026 0 0 5 / 0 3 / 5
Q3 2026 0 0 0 / 0 0 / 0
Q4 2026 0 0 0 / 0 0 / 0

Insider buys and sales count open-market trades only (Form 4 codes P and S). Grants, option exercises and tax withholding are left out.

All LPLA insider, congress, 13F and analyst activity

DateSourceWhoActionSharesValue / amount ΔOwn1W1M6MFilingStory
Analyst Morgan Stanley Reiterates to Overweight PT $393 -3.0% Read
Analyst UBS Reiterates to Buy PT $390 -0.4% —
Analyst JP Morgan Reiterates to Overweight PT $445 -0.4% —
Analyst Barclays Reiterates to Overweight PT $409 -0.4% —
Analyst BMO Capital Reiterates to Outperform PT $370 -2.0% —
Analyst Citizens Reiterates to Market Outperform PT $500 -0.6% —
Analyst B of A Securities Reiterates to Buy PT $554 -0.6% —
Analyst Wells Fargo Reiterates to Overweight PT $362 +4.6% —
Insider Greg GatesGroup Managing Director Sell (Tax withholding) 232 sh $68.59K +0.7%+8.6% —
Insider Cohen Marc EliotGroup Managing Director Sell (Tax withholding) 44 sh $13.01K +0.7%+8.6% —
Congress Gilbert Ray Cisneros Jr. Purchase $1,001 - $15,000 +3.0%+12.5% Read
Congress Gilbert Ray Cisneros Jr. Purchase $1,001 - $15,000 +2.5%+5.6% Read
Congress Gilbert Cisneros Purchase $1,001 - $15,000 -1.6%+2.4% Read
13F Lone Pine Capital Reduced -24.98K sh $572.28M -4.6%-1.4% Read
Congress Gilbert Cisneros Purchase $1,001 - $15,000 -3.4%-0.9% Read
13F Epoch Investment Partners Reduced -54.15K sh $121.88M -3.4%-0.9% —
13F Barrow Hanley Mewhinney & Strauss Reduced -167.88K sh $312.10M -5.8%-1.7% —
13F Barrow Hanley Mewhinney & Strauss Reduced -167.88K sh $305.24M -5.8%-1.7% —
Congress Gilbert Cisneros Purchase $1,001 - $15,000 -2.4%-3.0% Read
13F Boston Partners Added +581.18K sh $1.18B +2.3%+0.2% —
13F Boston Partners Added +581.18K sh $1.15B +2.3%+0.2% —
13F Cantillon Capital Management Reduced -44.14K sh $90.71M -3.7%-8.3% —
13F Fort Washington Investment Advisors Added +96.70K sh $97.18M +1.0%-12.7% —

1W / 1M / 6M = how LPLA moved from the trade or filing date.

Insider trading in LPLA: who is buying and selling

InsiderRoleTradesOpen-market netShares heldLast trade
Greg Gates Group Managing Director 1 — Jun 12, 2026
Cohen Marc Eliot Group Managing Director 1 — Jun 12, 2026

Members of Congress trading LPLA

Institutions moving LPLA (13F)

Analyst ratings on LPLA

DateFirmActionRatingPrice target1W1M6MStory
Morgan Stanley Reiterates Overweight $387 → $393 -3.0% Read
UBS Reiterates Buy $391 → $390 -0.4% —
JP Morgan Reiterates Overweight $428 → $445 -0.4% —
Barclays Reiterates Overweight $401 → $409 -0.4% —
BMO Capital Reiterates Outperform $390 → $370 -2.0% —
Citizens Reiterates Market Outperform $500 -0.6% —
B of A Securities Reiterates Buy $557 → $554 -0.6% —
Wells Fargo Reiterates Overweight $362 +4.6% —

Frequently asked questions

What is the latest insider trade in LPLA?

Greg Gates, Group Managing Director filed a sell (tax withholding) of 232 sh worth $68.59K on Jun 12, 2026.

Which members of Congress traded LPLA?

5 disclosed trades by Gilbert Cisneros and Gilbert Ray Cisneros Jr.. The latest was on Jun 11, 2026.

Which institutions changed their LPLA positions?

Recent 13F filers moving the stock include Barrow Hanley Mewhinney & Strauss, Boston Partners, Lone Pine Capital, Epoch Investment Partners and Cantillon Capital Management.

Other capital markets stocks

Data comes from public SEC Form 4 and 13F filings and STOCK Act disclosures. Dates are the trade or filing date reported. This page is for research only and is not investment advice.

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