Total Return Securities ($SWZ) Insider Trading & Smart Money Activity
Total Return Securities, Inc. ($SWZ) has 9 insider trades on file. In the last 12 months on the open market, 4 insiders bought ($203.55K) and no insider sold, net +$203.55K.
- Insider buyers (12 mo)
- 4
- Insider sellers (12 mo)
- 0
- Net insider $ (12 mo)
- +$203.55K
- Congress trades (12 mo)
- 0
- 13F moves on file
- 0
- Analyst ratings on file
- 0
SWZ insider buying and selling by quarter
| Quarter | Insider buys | Insider sales | Congress buys / sales | 13F added / cut |
|---|---|---|---|---|
| Q1 2026 | 0 | 0 | 0 / 0 | 0 / 0 |
| Q2 2026 | 5 · $47.57K | 0 | 0 / 0 | 0 / 0 |
| Q3 2026 | 3 · $127.34K | 0 | 0 / 0 | 0 / 0 |
| Q4 2026 | 1 · $28.64K | 0 | 0 / 0 | 0 / 0 |
Insider buys and sales count open-market trades only (Form 4 codes P and S). Grants, option exercises and tax withholding are left out.
All SWZ insider, congress, 13F and analyst activity
| Date | Source | Who | Action | Shares | Value / amount | ΔOwn | 1W | 1M | 6M | Filing | Story |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Insider | Phillip GoldsteinSecretary | Buy (Open-market buy) | 5K sh | $28.64K | +0.3% | — | |||||
| Insider | Sell Moritz ADirector | Buy (Open-market buy) | 2K sh | $11.53K | -0.3% | — | |||||
| Insider | Dakos AndrewPresident and CEO | Buy (Open-market buy) | 10K sh | $57.69K | -0.3% | — | |||||
| Insider | Dakos AndrewPresident and CEO | Buy (Open-market buy) | 10K sh | $58.12K | -0.9% | — | |||||
| Insider | Moritz Sell | Buy (Open-market buy) | 2K sh | $11.86K | +0.2% | -0.8% | Read | ||||
| Insider | Moritz Sell | Buy (Open-market buy) | 1.85K sh | $10.95K | +0.3% | -0.2% | Read | ||||
| Insider | Moritz Sell | Buy (Open-market buy) | 2K sh | $11.92K | -0.8% | -0.3% | Read | ||||
| Insider | Moritz Sell | Buy (Open-market buy) | 2K sh | $11.92K | -0.8% | -0.3% | — | ||||
| Insider | Moritz Sell | Buy (Open-market buy) | 155 sh | $922.25 | -0.7% | -0.3% | — |
1W / 1M / 6M = how SWZ moved from the trade or filing date.
Insider trading in SWZ: who is buying and selling
| Insider | Role | Trades | Open-market net | Shares held | Last trade |
|---|---|---|---|---|---|
| Phillip Goldstein | Secretary | 1 | +$28.64K | Oct 8, 2026 | |
| Dakos Andrew | President and CEO | 2 | +$115.81K | Sep 28, 2026 | |
| Sell Moritz A | Director | 1 | +$11.53K | Sep 28, 2026 | |
| Moritz Sell | 5 | +$47.57K | Jun 29, 2026 |
Frequently asked questions
Are SWZ insiders buying or selling?
Over the last 12 months 4 insiders made 9 open-market purchases worth $203.55K and 0 insiders made 0 open-market sales worth $0, a net +$203.55K.
What is the latest insider trade in SWZ?
Phillip Goldstein, Secretary filed a buy (open-market buy) of 5K sh worth $28.64K on Oct 8, 2026.
Data comes from public SEC Form 4 and 13F filings and STOCK Act disclosures. Dates are the trade or filing date reported. This page is for research only and is not investment advice.
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